SEC Filings

SEC Filings

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NASDAQHX
FormDescriptionDateFormat
6-KReport of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act05/12/17Open Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act in HTML.Open Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act in DOC file.Open Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act in PDF file.Open Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act in XLS file.
CERTNASWhen a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS03/11/17Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in HTML.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in DOC file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in PDF file.Open When a company wishes to "uplist" from pinksheets to NASDAQ it must first file S-1 and S-1a until final approval. Once final approval is obtained the SEC files a CERTNAS in XLS file.
424B4Form of prospectus disclosing information facts events covered in both forms 424B1 424B325/10/17Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B1 424B3 in XLS file.
EFFECTNotice from the SEC of registration effectiveness25/10/17Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
EFFECTNotice from the SEC of registration effectiveness25/10/17Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
F-1/AThis filing is a pre-effective amendment to an F-1 filing16/10/17Open This filing is a pre-effective amendment to an F-1 filing in HTML.Open This filing is a pre-effective amendment to an F-1 filing in DOC file.Open This filing is a pre-effective amendment to an F-1 filing in PDF file.Open This filing is a pre-effective amendment to an F-1 filing in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange Act16/10/17Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
F-6Registration of depository shares evidenced by American Depository Receipts16/10/17Open Registration of depository shares evidenced by American Depository Receipts in HTML.Open Registration of depository shares evidenced by American Depository Receipts in DOC file.Open Registration of depository shares evidenced by American Depository Receipts in PDF file.Open Registration of depository shares evidenced by American Depository Receipts in XLS file.
F-1Registration statement for certain foreign private issuers29/09/17Open Registration statement for certain foreign private issuers in HTML.Open Registration statement for certain foreign private issuers in DOC file.Open Registration statement for certain foreign private issuers in PDF file.Open Registration statement for certain foreign private issuers in XLS file.
DRS/ADRS/A19/09/17Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRS/ADRS/A28/08/17Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRS/ADRS/A01/08/17Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRS/ADRS/A06/07/17Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRS/ADRS/A25/05/17Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRSDRS07/04/17Open DRS in HTML.Open DRS in DOC file.Open DRS in PDF file.Open DRS in XLS file.